He won $5,000.00 in an EEOC claim of 43 incidences
Terrance M. Vraniak,
Complainant,
v.
John E. Potter,
Postmaster General,
United States Postal Service,
Agency.
Appeal No. 01200609061
Hearing No. 380-2004-00089X
Agency No. 4E-995-0051-02
DECISION
Complainant filed an appeal from the agency’s October 6, 2005 final order
concerning his equal employment opportunity (EEO) complaint alleging
employment discrimination in violation of the Age Discrimination in
Employment Act of 1967 (ADEA), as amended, 29 U.S.C. § 621 et seq. and
Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. §2000e
et seq. For the following reasons, the Commission AFFIRMS the agency’s
final order.
BACKGROUND
At the time of events giving rise to this complaint, complainant worked
as a Postal Systems Coordinator (PSC) at the agency’s General Mail
Facility in Fairbanks, Alaska. On October 8, 2002, complainant filed
an EEO complaint alleging that he was discriminated against on the bases
of age (54)2 and in reprisal for prior protected EEO activity when:
1. From January 1, 2002 to 2003, complainant was subjected to
harassment when management interfered with his duties and subjected him
to heightened scrutiny;
2. Complainant was denied higher level details and assignments in
2002 and 2003; and
3. In May 2003, complainant was not selected for three internal
control positions.
At the conclusion of the investigation, complainant was provided with a
copy of the report of investigation and notice of his right to request
a hearing before an EEOC Administrative Judge (AJ). Complainant timely
requested a hearing and the AJ held a hearing on July 12 and 13, 2005.
The AJ issued a decision on August 26, 2005.
In his decision, the AJ found that the agency discriminated against
complainant when it ordered him to travel from Fairbanks to Anchorage on
short notice for possible discipline in July 2003. The AJ found that
complainant failed to show that he was subjected to age or reprisal
discrimination with respect to any other claim including claim (3)
pertaining to several non-selections. The AJ noted that the agency did,
however, violate EEOC Regulation 29 CFR Section 1602.14 when it failed
to preserve the interview notes pertaining to the 2003 selection process
at issue. Nevertheless, the AJ credited the testimony of the officials
conducting the interview with complainant regarding complainant’s
performance. Accordingly, the AJ found the agency articulated legitimate,
non-discriminatory reasons for not selecting complainant for any of the
subject positions.
The AJ ordered the agency to provide complainant with the following
relief:
A. The agency shall pay complainant all costs to which he may
be entitled under federal law in connection with this complaint. 28
USC Section 1920; 29 CFR Section 1614.501. This involves copying and
travel costs. The agency shall pay complainant’s reasonable attorney’s
fees. Complainant’s attorney shall submit a certified statement as
described in Section 1614.501(e) within 30 days of receipt of this
decision or earlier. The agency may reply within 30 days of its
receipt.
B. The agency shall take no retaliatory action against complainant
for having filed and prosecuted this discrimination complaint.
C. The agency shall pay compensatory damages as follows: $5,000.00
for non-pecuniary, compensatory damages.
D. The agency shall ensure that in the future complainant and all
other employees in the Alaska District finance section are not subjected
to the same, similar or any acts of reprisal discrimination. The agency
shall ensure that all interview records are retained as required by
regulation.
E. The agency shall conduct EEO training for managers, supervisors
and employees within the Alaska District finance section to ensure
that they become aware and continue to be aware of their obligations,
responsibilities and rights under EEO law, including the rights to work
in an environment free from reprisal discrimination and to use the EEO
system to remedy perceived violations of EEO laws.
F. The agency shall post at all facilities within the authority
of the Alaska District copy of a notice sufficient under Commission
standards advising employees of this finding of discrimination. The
notice should be signed by a duly authorized agency representative and
should be posted immediately upon the agency’s issuance of the agency’s
final order. The notice should be maintained for a period of at least 90
days in conspicuous places where the agency customarily posts notices
that it expects its employees and applicants for employment to see. The
agency should take all reasonable steps to ensure that the notices are
not altered, defaced or covered by any other material. The notices should
advise employees and applicants of their rights to be free of employment
discrimination and their EEO remedies.
The agency subsequently issued a final order on October 5, 2005,
adopting the AJ’s finding of discrimination with respect to the incident
of harassment involving complainant’s compulsory travel to Anchorage and
the AJ’s findings that no discrimination occurred with respect to any
other claim or basis alleged. The agency’s final order fully implemented
the AJ’s decision and order for relief.
On November 10, 2005, complainant submitted a Motion for Attorney
Fee Award, together with a verified petition for attorney’s fees to
the agency3 requesting attorney’s fees and costs in the total amount
of $68,962.87. On December 5, 2005, the AJ issued his Decision Re:
Attorney’s Fees, in which the AJ found that complainant failed to
submit any claim for attorney’s fees within 30 days of complainant’s
acknowledged receipt of the AJ’s decision. The AJ therefore awarded
no attorney’s fees. Thereafter, on December 21, 2005, the AJ notified
complainant that although the AJ had received complainant’s subsequent
motion for an extension of time in which to file a motion for attorney’s
fees, the AJ no longer retained any jurisdiction over the complaint
and accordingly, complainant would have to forward his motion to the
Commission for consideration on appeal.
On appeal, complainant challenges the AJ’s finding regarding complainant’s
non-selection for the internal control positions (claim (3)) on the
grounds that complainant was entitled to an adverse inference given the
agency’s destruction of the interview notes. Complainant argues that
the selecting officials claimed that complainant was not selected based
on his interview, but that the AJ erred in failing to conclude that
the interview notes and scores, had they been produced, would show as
complainant contends, that he scored higher than the selected candidates.
Complainant requests that the Commission reverse the agency’s final
decision with respect to claim (3) and find that complainant was subjected
to discrimination as alleged.
Complainant further requests that the Commission grant an extension of
time in which to submit his motion for attorney’s fees. Complainant
argues that he believed his claim for attorney’s fees was due 30 days
after he received the agency’s final decision, not 30 days from his
receipt of the AJ’s decision. Complainant argues that EEOC Regulation
29 C.F.R. §1614.501(e) is ambiguous, his delay was not lengthy, and that
granting an extension would not prejudice the agency. Complainant argues
that the present circumstances warrant an extension of time as a matter
of equitable tolling.
On appeal, the agency states that the AJ properly used his discretion
with respect to his decision not to draw an adverse inference based upon
the missing documents pertaining to the interview process in claim (3).
The agency urges the Commission to defer to the AJ’s judgment regarding
the proceedings at the time of the hearing and find that the agency’s
reasons for not selecting complainant for the internal control positions
successfully rebutted the prima facie case presented by complainant.
On appeal, the agency also argues that no extension for the submission of
complainant’s claim for attorney’s fees should be granted on the grounds
that the agency would be substantially prejudiced. Specifically, the
agency states that its decision to fully implement the AJ’s decision,
including the finding of discrimination, was premised in part on
the failure of complainant to submit his claim in a timely manner.
The agency argues that when complainant failed to submit any claim,
the agency considered its liability limited and that any further appeal
was unnecessary. Furthermore, the agency argues that the AJ’s order was
clear in setting out the time limits for filing the fee petition and that
complainant has not set forth adequate reasons for missing the deadline.
ANALYSIS AND FINDINGS
Pursuant to 29 C.F.R. § 1614.405(a), all post-hearing factual findings by
an AJ will be upheld if supported by substantial evidence in the record.
Substantial evidence is defined as “such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion.” Universal
Camera Corp. v. National Labor Relations Board, 340 U.S. 474, 477 (1951)
(citation omitted). A finding regarding whether or not discriminatory
intent existed is a factual finding. See Pullman-Standard Co. v. Swint,
456 U.S. 273, 293 (1982). An AJ’s conclusions of law are subject to a
de novo standard of review, whether or not a hearing was held.
To prevail in a disparate treatment claim such as this, complainant must
satisfy the three-part evidentiary scheme fashioned by the Supreme Court
in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Complainant
must initially establish a prima facie case by demonstrating that he or
she was subjected to an adverse employment action under circumstances
that would support an inference of discrimination. Furnco Construction
Co. v. Waters, 438 U.S. 567, 576 (1978). Proof of a prima facie case will
vary depending on the facts of the particular case. McDonnell Douglas,
411 U.S. at 804 n. 14. The burden then shifts to the agency to articulate
a legitimate, nondiscriminatory reason for its actions. Texas Department
of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). To ultimately
prevail, complainant must prove, by a preponderance of the evidence, that
the agency’s explanation is pretextual. Reeves v. Sanderson Plumbing
Products, Inc., 530 U.S. 133, 120 S.Ct. 2097 (2000); St. Mary’s Honor
Center v. Hicks, 509 U.S. 502, 519 (1993).
Complainant can establish a prima facie case of reprisal by presenting
facts that, if unexplained, reasonably give rise to an inference
of discrimination. Shapiro v. Social Security Admin., EEOC Request
No. 05960403 (Dec. 6, 1996) (citing McDonnell Douglas Corp. v. Green,
411 U.S. 792, 802 (1973)). Specifically, in a reprisal claim, and in
accordance with the burdens set forth in McDonnell Douglas, Hochstadt
v. Worcester Foundation for Experimental Biology, 425 F. Supp. 318, 324
(D. Mass.), aff’d, 545 F.2d 222 (1st Cir. 1976), and Coffman v. Department
of Veteran Affairs, EEOC Request No. 05960473 (November 20, 1997), a
complainant may establish a prima facie case of reprisal by showing that:
(1) he or she engaged in a protected activity; (2) the agency was aware
of the protected activity; (3) subsequently, he or she was subjected
to adverse treatment by the agency; and (4) a nexus exists between the
protected activity and the adverse treatment. Whitmire v. Department
of the Air Force, EEOC Appeal No. 01A00340 (September 25, 2000).
In the instant case, neither party appeals the AJ’s finding of retaliation
with respect to when in July 2003, complainant was threatened with
discipline and was ordered to travel to Anchorage on short notice
(from claim (1)). Neither party has challenged the AJ’s finding that
no discrimination occurred regarding claim (2) (denied higher level
details). Neither party has challenged the remedy apart from the denial
of attorney’s fees. We therefore confine our decision to consideration
of the AJ’s finding that complainant was not subjected to discrimination
in connection with the agency’s selection process described in claim
(3) and to the AJ’s order denying any extension of time for submission
of complainant’s claim for attorney’s fees.
Non-selection
With respect to complainant’s non-selections, the AJ found that through
the witnesses presented, it was clear that the agency’s reasons for not
selecting complainant were because other candidates were better qualified,
complainant interviewed poorly, and because complainant had a history of
conflict with higher management. The AJ credited the testimony of each
official with respect to a comment complainant made at the beginning of
the second day’s interview, when he was aware that he was not selected
for the Manager’s position. Both officials testified that complainant
sarcastically remarked that if he was not qualified for the position
the day before, he was probably not qualified for the position that
day either. The AJ found complainant’s denial of this remark to lack
credibility and that complainant’s own history of conflicting conduct with
the agency, coupled with his remark, resulted in his non-selections.
We find that substantial evidence supports the AJ’s finding that no
discrimination occurred as alleged in connection with the agency’s
selection for the positions. We also see no error in the lack of an
adverse inference taken by the AJ against the agency regarding the missing
interview notes. The AJ clearly recognized that the agency should have
preserved the notes, but the AJ found that other evidence presented at
the hearing was sufficient to show that complainant was not selected
for non-discriminatory reasons.
Attorney’s fees
In the instant matter, neither party denies receipt of the AJ’s decision
wherein complainant was ordered to submit his petition for attorney’s fees
within 30 days of the date of receipt of the AJ’s decision. Complainant
states that his failure to submit his petition in a timely manner was the
result of his own mistake. The AJ’s decision and instructions regarding
attorney’s fees was clear and complainant does not argue that he submitted
the petition within the AJ’s time limit. The Commission finds no reason
to equitably toll the deadline or otherwise extend the deadline for
submitting the attorney’s fee petition. See 29 C.F.R. §1614.604(c).
Therefore, no attorney’s fees or costs are awardable.
CONCLUSION
We AFFIRM the agency’s final decision in which the agency fully
implemented the AJ’s finding of discrimination with respect to reprisal
(claim (1)), no discrimination with respect to the remaining claims
(claims (2) and (3)), and no discrimination with respect to any claim
on the basis of age. We deny complainant’s request regarding attorney’s
fees. We REMAND the matter to the agency for the purpose of implementing
the relief ordered by the AJ as slightly modified herein.
ORDER
The agency shall take the following remedial actions to the extent that
it has not already done so:
A. Within 30 days of the date this decision becomes final the agency
shall pay compensatory damages as follows: $5,000.00 for non-pecuniary,
compensatory damages.
B. The agency shall ensure that in the future complainant and all
other employees in the Alaska District finance section are not subjected
to the same, similar or any acts of reprisal. The Agency shall ensure
that all interview records are retained by the agency as required by
regulation.
C. Within 180 days of the date this decision becomes final, the
agency shall conduct EEO training for managers, supervisors and employees
within the Alaska District finance section to ensure that they become
aware and continue to be aware of their obligations, responsibilities
and rights under EEO law, including the rights to work in an environment
free from reprisal discrimination and to use the EEO system to remedy
perceived violations of EEO laws.
D. Within 180 days of the date this decision becomes final, the
agency shall consider taking appropriate disciplinary action against
the responsible management officials still employed by the agency. The
agency shall report its decision to the compliance officer. If the agency
decides to take disciplinary action it shall identify the action taken.
If the agency decides not to take disciplinary action, it shall set
forth the reason(s) for its decision not to impose discipline. If any
of the responsible management officials have left the agency, then the
agency shall furnish documentation of their departure date(s).
The agency is further directed to submit a report of compliance, as
provided in the statement entitled “Implementation of the Commission’s
Decision.”
POSTING ORDER (G0900)
The agency is ordered to post at its Alaska District facilities copies
of the attached notice. Copies of the notice, after being signed by the
agency’s duly authorized representative, shall be posted by the agency
within thirty (30) calendar days of the date this decision becomes final,
and shall remain posted for sixty (60) consecutive days, in conspicuous
places, including all places where notices to employees are customarily
posted. The agency shall take reasonable steps to ensure that said
notices are not altered, defaced, or covered by any other material.
The original signed notice is to be submitted to the Compliance Officer
at the address cited in the paragraph entitled “Implementation of the
Commission’s Decision,” within ten (10) calendar days of the expiration
of the posting period.
IMPLEMENTATION OF THE COMMISSION’S DECISION (K0501)
Compliance with the Commission’s corrective action is mandatory.
The agency shall submit its compliance report within thirty (30)
calendar days of the completion of all ordered corrective action. The
report shall be submitted to the Compliance Officer, Office of Federal
Operations, Equal Employment Opportunity Commission, P.O. Box 19848,
Washington, D.C. 20036. The agency’s report must contain supporting
documentation, and the agency must send a copy of all submissions to
the complainant. If the agency does not comply with the Commission’s
order, the complainant may petition the Commission for enforcement
of the order. 29 C.F.R. § 1614.503(a). The complainant also has the
right to file a civil action to enforce compliance with the Commission’s
order prior to or following an administrative petition for enforcement.
See 29 C.F.R. §§ 1614.407, 1614.408, and 29 C.F.R. § 1614.503(g).
Alternatively, the complainant has the right to file a civil action on
the underlying complaint in accordance with the paragraph below entitled
“Right to File A Civil Action.” 29 C.F.R. §§ 1614.407 and 1614.408.
A civil action for enforcement or a civil action on the underlying
complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c)
(1994 & Supp. IV 1999). If the complainant files a civil action, the
administrative processing of the complaint, including any petition for
enforcement, will be terminated. See 29 C.F.R. § 1614.409.
STATEMENT OF RIGHTS – ON APPEAL
RECONSIDERATION (M0701)
The Commission may, in its discretion, reconsider the decision in this
case if the complainant or the agency submits a written request containing
arguments or evidence which tend to establish that:
1. The appellate decision involved a clearly erroneous interpretation
of material fact or law; or
2. The appellate decision will have a substantial impact on the
policies, practices, or operations of the agency.
Requests to reconsider, with supporting statement or brief, must be filed
with the Office of Federal Operations (OFO) within thirty (30) calendar
days of receipt of this decision or within twenty (20) calendar days of
receipt of another party’s timely request for reconsideration. See 29
C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for
29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests
and arguments must be submitted to the Director, Office of Federal
Operations, Equal Employment Opportunity Commission, P.O. Box 19848,
Washington, D.C. 20036. In the absence of a legible postmark, the
request to reconsider shall be deemed timely filed if it is received by
mail within five days of the expiration of the applicable filing period.
See 29 C.F.R. § 1614.604. The request or opposition must also include
proof of service on the other party.
Failure to file within the time period will result in dismissal of your
request for reconsideration as untimely, unless extenuating circumstances
prevented the timely filing of the request. Any supporting documentation
must be submitted with your request for reconsideration. The Commission
will consider requests for reconsideration filed after the deadline only
in very limited circumstances. See 29 C.F.R. § 1614.604(c).
COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (R0900)
This is a decision requiring the agency to continue its administrative
processing of your complaint. However, if you wish to file a civil
action, you have the right to file such action in an appropriate United
States District Court within ninety (90) calendar days from the date
that you receive this decision. In the alternative, you may file a
civil action after one hundred and eighty (180) calendar days of the date
you filed your complaint with the agency, or filed your appeal with the
Commission. If you file a civil action, you must name as the defendant
in the complaint the person who is the official agency head or department
head, identifying that person by his or her full name and official title.
Failure to do so may result in the dismissal of your case in court.
“Agency” or “department” means the national organization, and not the
local office, facility or department in which you work. Filing a civil
action will terminate the administrative processing of your complaint.
RIGHT TO REQUEST COUNSEL (Z1199)
If you decide to file a civil action, and if you do not have or cannot
afford the services of an attorney, you may request that the Court appoint
an attorney to represent you and that the Court permit you to file the
action without payment of fees, costs, or other security. See Title VII
of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.;
the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c).
The grant or denial of the request is within the sole discretion of
the Court. Filing a request for an attorney does not extend your time
in which to file a civil action. Both the request and the civil action
must be filed within the time limits as stated in the paragraph above
(“Right to File A Civil Action”).
FOR THE COMMISSION:
______________________________
Carlton M. Hadden, Director
Office of Federal Operations
November 26, 2007
__________________
Date
1 Due to a new data system, this case has been redesignated with the
above referenced appeal number.
2 Complainant filed a complaint and two amendments detailing some
43 incidents which, prior to the time set for hearing, the EEOC
Administrative Judge limited by date and summarized into the three claims
described herein. Complainant added age as a basis of discrimination
for claim (3) only.
3 The certificate of mailing that accompanies complainant’s motion for
attorney’s fees does not contain a legible address or addressee.
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2
0120060906
U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
Office of Federal Operations
P. O. Box 19848
Washington, D.C. 20036